[Governance]

Governance · Independence

The opinion cannot be bought.

Alpha separates commercial activity, advisory work, evidence analysis, rating approval, and publication controls.

Policy version
1.0
Effective
28 July 2026
Applies to
Ratings and assessments
Owner
Alpha Governance Group, PBC

Independence principles

Context with enforcement.

Source: Alpha Independence Architecture and Anti-Capture Principles, verified 21 July 2026.

Conflict treatment

Disclose, isolate, review.

If advisory work is active with a rated company, the rating determination must be isolated from the advisory team, the conflict disclosed, and the current independent review requirement satisfied.

Leadership categories do not establish Rating Committee membership or rating approval authority.

Publication limits

Opinion is not compliance.

An Alpha rating is an independent opinion of enterprise AI governance quality. It is not a legal determination of regulatory compliance, investment advice, or a guarantee of future performance.